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39 pages 1 hour read

Baruch Spinoza

Ethics

Nonfiction | Book | Adult | Published in 1677

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Part 3Chapter Summaries & Analyses

Part 3 Summary: “Of the Origin and Nature of the Affects”

This part deals with the affects: our feelings, emotions, and imagination. Spinoza laments the fact that most accounts of the affects treat them in a disdainful manner rather than seeking to understand them as a part of the universal laws of nature. Spinoza aims to correct this by treating the affects in a rational way, “just as if it were a question of lines, planes, and bodies” (69).

First, Spinoza distinguishes between instances in which we act and instances in which we are acted upon. The latter are characteristic of the passions, because we experience them as something that happens to us—something we undergo—rather than something we have control over.

Our mind has both adequate and inadequate ideas, the latter of which are “mutilated and confused” (70). Our actions proceed from adequate ideas, while our passions proceed from inadequate ideas. Thus, our affects reflect confused ideas of things rather than clear intellectual knowledge. The more inadequate ideas we have, the more we are affected by passions; the more adequate ideas we have, the more active our mind will be, and the more our reason will dominate our passions.

The body and the mind cannot control each other’s actions; the body’s power of operation resides only in the body, and the mind’s power in the mind. It follows that we do not possess absolute freedom of will that allows us to choose various actions. Rather, our actions are ultimately determined by our affects, which are determined by nature. The decisions of the mind “are nothing but the appetites themselves, which therefore vary as the disposition of the body varies” (73).

Spinoza’s belief in the all-embracing power of nature and God’s infinite essence leads him to stake an important claim: All finite things strive, by their own power, to preserve their being. The instinct of self-preservation is the strongest force we know. In fact, this instinct constitutes the very essence of all things; there is nothing that does not want to continue to exist.

Our experience of the affects consists, first, in a sense that our body’s power of acting, or our mind’s power of thinking—rooted in our basic instinct of self-preservation—is being increased or diminished; and second, in a sense that our mind is passing to a greater or lesser perfection. When we experience a joyful emotion, our powers are increased, and we pass to a greater perfection; when we experience a sad emotion, our powers are diminished, and we pass to a lesser perfection. The mind strives to imagine things that increase the body’s power of acting; in other words, it strives to imagine joyful affects and to shut out sad ones.

Spinoza discusses in extensive detail the various affects and passions and how they relate to the self, to things in the world, to other people, and to the dimensions of time past, present, and future. His discussion centers on joy, sadness, and desire, as well as love and hate, and how they interact with various objects toward which we feel those emotions. One of Spinoza’s major claims in this section is that “hate is increased by being returned, but can be destroyed by love” (93). It follows that “hate completely conquered by love passes into love” (93). Spinoza also discusses hope and fear as “inconstant” (uncertain or wavering) emotions that derive from love and hate.

Toward the end of the section, Spinoza concludes that all emotions that relate to the mind’s power of acting can be reduced to joy or desire; sadness is nothing but the negation of the mind’s power of acting. Part 3 concludes with a long catalogue of the affects, providing definitions of each. The force behind all the affects is desire, which is “man’s very essence, insofar as it is conceived to be determined […] to do something” (104). Prior to desire is appetite, which is seen at its most basic level in man’s striving for self-preservation.

Part 3 Analysis

At the start of Part 3, Spinoza again emphasizes that he wishes to treat human beings as part of nature rather than placing them on a pedestal above nature. Accordingly, he discusses human emotions in a dispassionate and technical way, “just as if it were a question of lines, planes, and bodies” (69). This is all part of his project of demystifying life and examining it through rational analysis.

Previous thinkers treated man as if he was nobler than the rest of nature, and as if he had complete power over his actions. Spinoza believes that these ideas are false. For him, man follows natural processes just like plants, trees, and other animals. There is nothing privileged about him and his place in the world, and nature does not revolve around him.

Spinoza views the human passions as changes in the body’s power of acting. For Spinoza, an affect is any change in a thing. There are two types of affects: actions and passions. In an action, we initiate the change, i.e., the change has its source in our own nature. In a passion, the change originates from a force outside of us.

The motivating factor of all actions and passions is the instinct of self-preservation. Because of this drive, we pursue things that will increase our power of acting and avoid things that will decrease our power of acting. All passions boil down to joy or sadness; joy is the movement toward greater power of action, and sadness is its opposite. All the other passions are simply different shades of joy or sadness. Thus, love is joy accompanied by an awareness of the external cause of the joy. Hate is the opposite, a sadness accompanied by an awareness of its cause. For Spinoza, hope is merely an uncertain joy; likewise, fear is an uncertain sadness. Both hope and fear relate to things in the future or past whose outcome we don’t know. Spinoza stresses that there are very many types of joy, sadness, love, and hate; he defines many of them in the “Definitions of the Affects” section appended to Part 4.

Spinoza’s emphasis on ethical living comes to the fore in his discussion of hate and love. Essentially, we hate what restrains or diminishes our body’s power of acting. Spinoza argues that hate can be destroyed by love—indeed, “hate completely conquered by love passes into love, and the love is therefore greater than if hate had no preceded it” (93). Spinoza theorizes about the origin of our prejudices, whether positive or negative, about different classes and races. We generalize from an individual to a group, and thus we can come to hate or love a group of people different from us because of an experience we had with a single individual from that group (94).

Spinoza’s view of human nature is negative overall. Because of self-preservation and self-love, we are “naturally inclined to hate and envy” (99). Education and social custom tend to increase these tendencies because of the competitive spirit that drives society. Part 4 examines how we can break free from these passions.

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