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59 pages 1 hour read

Rutger Bregman

Humankind: A Hopeful History

Nonfiction | Book | Adult | Published in 2019

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Part 1Chapter Summaries & Analyses

Part 1, Introduction Summary: “The State of Nature”

Part 1 examines the contrasting perspectives of Thomas Hobbes and Jean-Jacques Rousseau on the essential nature of humanity—whether people are fundamentally good or evil. The chapter opens with the provocative question of whether a heartwarming anecdote about six boys on the island of ‘Ata is an outlier or a testament to human goodness, setting the stage for an exploration of longstanding philosophical debates.

Thomas Hobbes is introduced as a pessimist who views human nature as fundamentally flawed and corrupt. In his seminal work Leviathan, Hobbes posits that in the “state of nature,” people are driven by fear and a ceaseless desire for power, leading to a condition of war against all. According to Hobbes, the only way to counter this chaos is through the formation of a civil society led by a strong sovereign power—what he metaphorically terms the “Leviathan.” Hobbes’s views have been deeply influential, broadly serving as the philosophical bedrock for arguments in favor of strong centralized authority.

In contrast, Jean-Jacques Rousseau emerges as the optimist, asserting that human beings are innately good. An eye-opening essay contest question, “Has the restoration of the sciences and arts contributed to the purification of morals?” (45), led Rousseau to reflect on the corrupting influence of civilization itself. In Rousseau’s view, it is societal structures and institutions that corrupt mankind’s inherent goodness. The invention of private property, the formation of states, and the propagation of written ideas, according to him, have led humanity away from its compassionate and altruistic nature.

The settings and situations that Hobbes and Rousseau draw upon to develop their arguments are deeply symbolic. Hobbes, for example, describes a theoretical ancestral past, a grim setting marked by the absence of law and governance, to illustrate the perils of people’s base nature. Rousseau, in contrast, looks at the “state of nature” as an Edenic past where mankind’s intrinsic goodness flourished. Each philosopher thus constructs a setting that serves as a crucible for their ideas on human nature.

Both philosophers’ ideas have become deeply ingrained in modern socio-political thought, influencing areas as diverse as economics, education, and criminal justice. Hobbes is cited as the philosophical basis for arguments that favor strict control and governance, while Rousseau is often invoked to argue for greater freedom, equality, and social reform. The enduring and pervasive impact of these opposing viewpoints attests to their significance, shaping debates over everything from social services to educational philosophies.

In Part 1, Bregman lays the groundwork for an empirical evaluation of these perspectives. Bregman notes in particular that the claims made by Hobbes and Rousseau, while once relegated to theoretical musings, can now be scrutinized with the benefit of decades of scientific research. As such, this introduction sets the stage for a deeper investigation into what philosophical perspectives are best aligned with society’s present understanding of human nature.

Part 1, Chapter 3 Summary: “The Rise of Homo Puppy”

Bregman embarks on an examination of what truly sets humans apart as a species, debunking long-standing beliefs about human nature as he progresses. Beginning with an evolutionary context that places human existence at the brink of the cosmic timeline, the chapter probes the factors behind Homo sapiens’ rise to dominance. Discrediting the notion that humans occupy a special, divine place in nature, Bregman cites brutal examples like the parasitoid wasp to highlight nature’s indifference and the harsh realities of Darwinian selection.

The chapter takes a turn as Bregman then introduces revolutionary findings from Dmitri Belyaev’s daring experiment on silver foxes in Soviet Russia. The foxes, selectively bred for friendliness, not only became more docile but also experienced transformations in their physical features, such as softer fur and even a tendency to bark—attributes strikingly like those of domestic dogs. This experiment serves as a metaphor challenging deeply rooted assumptions about human nature as inherently selfish. In other words, Belyaev’s findings suggest that humans might have evolved according to the principle of “survival of the friendliest,” a suggestion backed up by evidence of hormonal shifts in the foxes and changes in human facial structure over time.

Further elaborating on what sets humans apart, Bregman discusses Brian Hare’s groundbreaking research on canine intelligence. Initially skeptical of dogs’ cognitive capabilities, Hare was astounded to find that dogs bred for friendliness exhibited higher levels of intelligence. This finding led him to conceptualize humans as “ultrasocial learning machines” exceptionally skilled at absorbing information from social interactions. To bolster this claim, Bregman cites features unique to human anatomy, such as eye-whites that reveal gaze direction. Such features, Bregman argues, emphasizes humanity’s evolutionary advantages in sociability and cooperation.

Bregman critiques societal models like Enron’s “Rank & Yank” system that encourage competition over cooperation. He argues that such models are at odds with humans’ evolved strengths, which lie in friendliness, cooperation, and the ability to learn socially. By weaving in evidence from genetic research, comparative tests with primates, and modern biological theories, the chapter challenges conventional wisdom and urges a reevaluation of long-standing narratives about what it means to be human. Friendliness may be not only a social virtue, Bregman concludes, but also the cornerstone of human evolution.

Part 1, Chapter 4 Summary: “Colonel Marshall and the Soldiers Who Wouldn’t Shoot”

Bregman explores the relationship between humanity’s inherent kindness and potential for violence through scientific, anthropological, and historical perspectives. The chapter begins by dissecting the hormone oxytocin’s dual role; while it promotes kindness and relaxation within a social group, it also reinforces a mistrust of outsiders. This observation dovetails with the “killer ape theory” proposed by Raymond Dart and supported by Jane Goodall’s observations of brutal chimpanzee wars. Steven Pinker’s The Better Angels of Our Nature further seems to settle the argument, asserting that while humans have become less violent due to civilization, they are naturally inclined toward aggression.

The chapter pivots by introducing Samuel Marshall, a World War II historian who astonishingly found that most soldiers resisted firing at the enemy even under life-threatening conditions. Such claims were supported by various sources, including observations from the Battle of Gettysburg and surveys by French Colonel Ardant du Pica. These findings pose a profound contradiction to popular theories, suggesting that an aversion to killing might in fact be intrinsic to human nature.

Bregman builds on this observation by critiquing foundational works like Napoleon Chagnon’s The Fierce People and Steven Pinker’s The Better Angels of Our Nature for their methodological shortcomings. He points out that Pinker relies on flawed data sets from “hybrid” societies, and Chagnon’s research on the Yanomami people is biased, neglecting factors like the introduction of modern weapons into the society. The chapter further refutes the notion of humans as inherently violent by highlighting the scarcity of archeological evidence supporting organized warfare among early humans.

Drawing from a 2014 study on the Ache and the Hadza tribes, Bregman concludes that early humans had social networks that promoted peace and cooperation rather than violence. The chapter questions whether the scientific community and media are biased toward more violent interpretations of human behavior. The narrative advises reevaluating deep-seated assumptions about human nature, suggesting that solidarity might be more ingrained in humanity than violence. In making his case, Bregman presents an array of evidence to chip away at the long-held view that humans are naturally inclined to brutality, leaving room for a more optimistic understanding of what makes humans tick.

Part 1, Chapter 5 Summary: “The Curse of Civilisation”

Bregman poses existential questions about human beings’ innate character, suggesting that prehistoric societies, such as the islanders of Italic and the !Kung, reflected a level of social cohesion and equality that modern society lacks. Such early societies, free from the vices of pride and greed, were led by achievement-based leaders and democratic decision-making. Bregman underlines this sense of communal well-being as perhaps the evolutionary edge Homo sapiens had over other hominins.

The chapter critically examines the subsequent transformation from this equalitarian state to a more complex societal structure. Key to this transformation was the shift to settled life and agriculture. While often deemed an “advancement,” according to Bregman, this shift in fact brought forth new challenges including societal hierarchy, territoriality, and the subsequent erosion of social equality. This shift thus marked the end of proto-feminism and set the stage for patriarchy, while also affecting public health negatively by the introduction of new diseases due to close-quarters living and animal domestication. Bregman contests the notion that settled life was an upgrade, citing historical texts like the Old Testament, which warns against the rise of kings and how small elites came to control the masses, causing societal fractures.

The chapter further undermines the conventional Hobbesian understanding that the rise of states provided safety and security. According to Bregman, early civilizations were essentially slave states built on systems of oppression, such as taxation facilitated by the invention of money. He cites legal institutions like the Code of Hammurabi, which punished escapees, painting a grim picture of the so-called “civilized” world. Further, Bregman challenges traditional perspectives by citing individuals like Benjamin Franklin, who found “savage life” preferable, and illustrating how the term “barbarian” was used pejoratively to stifle alternative viewpoints.

Modern scholars are cited as suggesting that the collapse of a civilization might not be an unalloyed disaster; rather, it may lead to periods of human creativity and freedom, evidenced by works like the Iliad and Odyssey that emerged from the “Greek Dark Ages.” Despite some undeniable modern advancements like poverty reduction and the elimination of slavery, Bregman concludes by cautioning the reader to consider the sustainability of current civilizations considering the impending ecological crises. In short, he questions the inherent virtue of civilization itself.

Part 1, Chapter 6 Summary: “The Mystery of Easter Island”

Bregman initially presents Easter Island as a cautionary tale of societal self-destruction, where a clash between two tribes—Long Ears and Short Ears—along with reckless deforestation led to both tribes’ demise. Utilizing historical accounts, scientific data, and expert opinions, Bregman introduces readers to the concept of societal failure because of human shortsightedness and depletion of limited resources. Scholars like Jared Diamond have long equated the island’s history to broader themes of environmental challenges and human behavior.

Bregman introduces Jan Boersema, an environmental biologist who reevaluates Easter Island’s history. Contrary to widely held belief, forensic studies found no signs of malnutrition or mass violence among the islanders. Boersema’s review of Jacob Roggeveen’s travel log from 1722 offers a new perspective: Easter Island was not a dying culture but an “earthly paradise.” By scrutinizing primary documents and relying on interdisciplinary research—from history to geology to anthropology—Bregman dismantles longstanding myths. For instance, the real reason for deforestation may have been the introduction of the invasive Polynesian rat, rather than human greed. Instead of presenting Easter Island as a cautionary tale, Bregman reframes the events as a testament to human ingenuity and adaptability.

Bregman then explores how external intervention and historical misrepresentation played significant roles in the island’s downfall. Despite a warm reception from the islanders, Dutch explorer Jacob Roggeveen responded with gunfire, killing several islanders. This attack set the stage for future disastrous interactions with Europeans, culminating in the arrival of Peruvian slavers in 1862. The slavers decimated the population and brought smallpox back to the island, leading to a further decline.

The chapter becomes an indictment against the oversimplification and misrepresentation of historical events. It reveals that the real tragedy of Easter Island was not the result of societal self-destruction but rather of misunderstandings and distortions perpetrated by external forces and scholarship. Bregman warns against the tendency to overlook complexity in favor of attractively packaged myths, thus contributing to an impoverished understanding of human nature and society.

By examining Easter Island from multiple angles, Bregman urges the reader to reconsider accepted narratives, underlining the importance of interdisciplinary research in understanding the complications of human behavior and society. Through his meticulous blend of anecdotes, case studies, and scientific data, he constructs a narrative that is both enlightening and cautionary, encouraging a more nuanced view of history.

Part 1 Analysis

Bregman opens Part 1 by presenting two conflicting perspectives as an intellectual primer, preparing the reader to navigate the empirical and anecdotal evidence that he amasses. Namely, Bregman embarks on an exploration that begins with age-old philosophical debates between Thomas Hobbes and Jean-Jacques Rousseau. Hobbes’s dark vision of the “state of nature” stands in stark contrast to Rousseau’s view of an Edenic past, replete with human goodness. Rather than performing a merely academic endeavor, though, Bregman employs these philosophical discussions to illustrate the resonance of these ideas in modern society, from governance and education to societal norms.

In terms of voice and writing style, despite the intellectual nature of his topic, Bregman adopts a casual tone and uses accessible language to ensure readability. Complementing this approachable tone, one of the rhetorical elements Bregman employs is the use of anecdotal evidence to challenge or affirm well-established theories and philosophies. Take, for example, the story of Dmitri Belyaev’s silver fox experiment in Soviet Russia. Drawing on the results of this controlled study, Bregman uses a straightforward parallel to break down long-standing assumptions about survival as a zero-sum competition. In doing so, Bregman points toward a more nuanced understanding of human evolution rooted in “survival of the friendliest.” Emphasizing nuance in this context, in turn, opens more space for Bregman’s thesis that “veneer theory” is inherently flawed given the Innate Goodness of Humans.

In a landscape replete with scientific inquiry, historical scrutiny, and social experimentation, Bregman’s narrative serves as a repository of empirical substantiation drawn from an array of academic domains. Rather than existing in isolated silos, these multiple avenues of inquiry coalesce to furnish a robust, interdisciplinary edifice for Bregman’s thesis: that human cooperative instincts are not merely social constructs but evolutionary endowments. Bregman presents, for instance, a cascade of physiological cues—from the conspicuous whites of human eyes, designed to facilitate nonverbal communication, to hormonal modulations that seem almost tailored to enhance collaborative behavior. Taken together, these cues indicate The Importance and Prevalence of Cooperation throughout human history.

The narrative also examines the link between societal structures and human behavioral traits, investigating how distinct paradigms of governance and social fabric can either nurture or abate people’s inherent predispositions. For example, corporate systems like Enron’s “Rank & Yank” exemplify how structural mechanisms can stymie people’s cooperative proclivities by fostering a culture of cutthroat competition. In the context of this theme, that is, The Impact of Societal Structures on Human Behavior, Bregman also casts a critical eye on historical narratives that seek to legitimize systems of exploitation. Bregman thereby interrogates not merely the societal systems but also the underpinning historiography.

In a similar vein, Bregman subjects existing scholarship to stringent epistemological evaluation, thereby extending an invitation to the reader to question not only conclusions but also the methodologies and assumptions that scaffold these conclusions. Beyond probing the theories themselves, Bregman digs into the foundational assumptions upon which those theories are constructed. His scrutiny of Samuel Marshall’s findings—that soldiers in combat are often reticent to shoot at adversaries—serves as a compelling counter-narrative to entrenched theories positing an innate human penchant for violence. Bregman further dissects “hybrid societies” and methodologically unsound data sets that have been conscripted to bolster the illusion of an inherently aggressive and self-interested human species.

Adding further nuance to the discussion is Bregman’s treatment of Easter Island as an instructive case study, interrogating the contortions and misconceptions that have tainted people’s understanding of this geographically isolated community. Through this prism, the narrative broadens its thematic scope, examining how distorted historical narratives can be wielded as instruments to affirm contemporary societal structures and behavioral norms. The narrative in the discussion of Easter Island in particular, but throughout Part 1 as well, employs fluidity as a rhetorical device, using transitions as intellectual bridges rather than as jarring thematic segues. For example, the discourse on the hormone oxytocin elegantly navigates the reader from discussions of innate human cooperativeness to the complexities and paradoxes of human behavior, providing thematic cohesion.

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By Rutger Bregman