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48 pages 1 hour read

Michael Omi, Howard Winant

Racial Formation in the United States: From the 1960s to the 1990s

Nonfiction | Book | Adult | Published in 1986

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Part 1Chapter Summaries & Analyses

Part 1: “Paradigms of Race: Ethnicity, Class, and Nation”

Part 1, Chapter 1 Summary: “Ethnicity”

The authors argue that throughout much of the second half of the 20th century, race in the United States was often understood in social sciences like anthropology and sociology through the “ethnicity paradigm” or “ethnicity theory” (21). This view holds that different groups belong to different ethnicities, which are cultural in nature.

The ethnicity paradigm became mainstream by the 1940s, overcoming older biological theories of race. From this time to the 1960s, ethnicity theory was used by left-wing thinkers to promote a pluralist and assimilationist view of society where all ethnicities are accepted. However, by the 1970s, the authors assert that ethnicity theory was coopted by neoconservatives, who instead promoted a vision of a “colorblind” and “post-racial” society (21-22). Overall, ethnicity theory went into decline in the late 20th and early 21st centuries.

Before the rise of ethnicity theory, racial attitudes in the United States were based on two foundations: biological theories of race and Puritanism. Drawing on theories of evolution that emerged in the 19th century, biological theories of race held that alleged racial differences—including personality, intelligence, and sexuality—were a result of biology. Such theories came under increasing attack in the late 19th and early 20th century by black activists like W. E. B. DuBois, the progressive movement, and the Chicago school of sociology. Puritanism gave the early United States a cultural legacy that included self-repression, a strong sense of individualism, strict religious doctrines, and a concept of a special group of people, an elect.

The late 19th century was a major turning point in the entrenchment of both scientific theories of race and Puritanism. The last Native American resistance to white colonialism in the United States was crushed, post-Civil War state governments in the US South enacted Jim Crow laws that discriminated against Black people, and laws restricting Chinese and Japanese immigration and expelling them from certain areas were put into effect. However, in the same era, the United States experienced massive immigration from places and communities like eastern Europe, the Mediterranean, and Jewish communities. Originally, such migrants were not considered white. Over time, “immigrant workers were induced to refashion themselves as white and to compete with each other for that coveted status” (25). These new groups came from non-Protestant cultures and were not groups that had traditionally migrated to the United States before the 19th century.

Ethnicity theory developed in response to the new immigrant communities. It promoted the concept that while such communities tended to form their own enclaves, they would eventually assimilate into the wider culture through the United States’ democratic system. Early-20th-century ethnicity theory often ignored the work pioneered by Black scholars and activists like W. E. B. Du Bois, William Monroe Trotter, and Anna Julia Cooper. It also tended to downplay racial conflicts and compare racial tensions in the United States to ethnic conflicts in Europe. The intellectual movement of pragmatism, which influenced the Chicago school of sociology, did encourage scholars to be more receptive to the experiences of people of color and to the existence of racial conflict. Work by sociologists like W. I. Thomas and Florian Znaniecki also emphasized the fact that migrants were “world-aware agents” (28).

Along with the reforms of the New Deal and the fall of fascism after World War II, ethnicity theory came to dominate, although it still only viewed American racial divisions through the lens of European ethnic conflicts. Likewise, sociological concepts from studies on the immigrant experience began to be applied to Black, Latino, and Asian American communities. During the 1940s and 1950s, Jewish scholars and activists became involved in civil rights, linking scientific racism and discrimination against Black people with Nazi Germany and the Holocaust.

A key work in ethnicity theory was Gunnar Myrdal’s An American Dilemma (1944). The book challenged scientific racism and “argued that there was an ‘American Creed’ of democracy, equality, and justice, that was fundamentally in conflict with black inequality, segregation, and racial prejudice in general” (32). Myrdal suggested that racism was a divergence from the values of the United States, one that could be solved through the assimilation of minority groups. Another influential sociological work was Samuel Stouffer’s The American Soldier (1949/1950), which examined racism in the military and the experiences of Black soldiers. The report concluded that World War II and the hopes of Black soldiers that they would be rewarded for their efforts reduced racism.

The importance of these views grew after World War II, when more Latino and Black populations migrated out of the US South to other parts of the country, the military was desegregated, and civil rights began to become a major part of the Democratic Party platform. Promoters of ethnicity theory tended to argue that the United States was experiencing “a steady progress toward inclusion of blacks” (35). In the 1960s and 1970s, the sociologists Nathan Glazer and Daniel Patrick Moynihan wrote Beyond the Melting Pot, which asserted that distinct ethnic groups develop political interests distinct even from their nations of origin. The authors argue that these developments in ethnicity theory did not take into account the relationship between racial minorities in the United States and across the world, nor “structural barriers” like continued school and housing segregation, hiring practices, and incarceration (36).

Promoters of the ethnicity paradigm were disappointed that the civil rights victories of the 1960s did not erase racial inequalities and tensions. The authors argue that, as a result, ethnicity theory was taken up by neoconservatives, who fought against what they believed were “special policies or treatments” (41). Instead, it was enough for the state to protect economic opportunities for individuals to save them from blatant discrimination. This is what the authors argue is the “bootstraps model” (42), referring to the saying that one should “pull oneself up by one’s bootstraps.” According to this model, inequality is not caused by systems (i.e., inequalities in school funding) but by poor cultural values within a group (i.e., individuals from that group are incentivized by their culture not to focus on their own education).

The authors argue that the model is outdated because due to demographical developments, in the future, no racial group, including white people, will be a majority in the United States anymore. What is more, in the bootstraps model, individual success depends on an individual’s acceptance of white values: “The achievement of mobility […] reflects group willingness and ability to accept presumptive white norms and values” (43). The authors also note that the success from “whitening” migrants from southern and eastern Europe was the result of unique historical trends, which cannot be recreated with, or applied to, other minority groups (45).

Part 1, Chapter 2 Summary: “Class”

The authors address the theory that race and racism are shaped by economic class or market relationships. There are three ways class is understood as driving race: “market, stratification, and class conflict” (53). These theories, which downplay the significance of race in and of itself and see race as starting with economic forces, are shared by different political groups, including Marxists and neoliberals.

According to the market theory of race, the practice of granting special economic privileges to certain groups or competition over economic resources gives the incentive for maintaining racist practices. The theory also holds that prejudice and government interventions are forces that interfere with the market, keeping capitalist markets from naturally economically discouraging racist practices and discrimination. The authors point out that in such theories, racism is either seen as something people directly economically benefit from or as fundamentally “irrational” (57).

Under stratification theory, it is believed that society is organized in a strict hierarchy of economic classes. This hierarchy is reinforced through social networks and barriers. According to this theory, even an apparently racist hierarchy is determined by class and economic interests. One example the authors give is William J. Wilson’s The Declining Significance of Race (1978). Wilson argues that deindustrialization drastically increased economic inequalities. The civil rights victories of the 1960s freed Black people from being denied economic opportunities because of discrimination, only for them to face the economic problems and class hierarchy created by deindustrialization. In sum, Wilson suggests that “class divides have superseded racial ones within the black community” (60).

However, the authors counter that the US government, far from building on the reforms of the civil rights movement, enacted conservative policies, such as Bill Clinton’s welfare reform in 1996. Nor did the government enact expansions of the welfare state like Wilson advocated, such as offering state-funded day care services. Instead, the authors argue that the United States has seen middle-class and working-class Black people negatively impacted by cuts to, and restrictions on, welfare and public education, health, and social security benefits.

By contrast, Douglas S. Massey in the 2008 book Categorically Unequal asserted that the United States has long had a system of racial stratification. Rather than seeing race as something socially and historically constructed, Massey finds “that prejudice derives from ineluctable features of human biology and evolution, rather than patterns of socialization, however deeply ingrained over multiple generations” (64). The authors reject this view. They also criticize both Massey and Wilson for discounting the historical agency of minority groups and how they achieve political and social change through their activism.

The class conflict view on racism draws heavily on Marxism, which never really addressed race, although Marxists were involved in anti-racism activism. In the Marxist view, racism is a tool used by employers to justify their exploitation of the working class. Some Marxists embraced split labor market theory, where white workers support discrimination in order to compete less with Black workers, even for low-wage jobs. With exceptions like the conflict between Black auto workers and a white union (67), however, the authors argue that ongoing struggles since the 1980s have mostly not involved both race and class intertwined together. These struggles include deindustrialization, growing income gaps and the decline of wealth held by minority groups, and the erosion of the power of labor unions.

According to the authors, the problem with the Marxist view of race is that racial tensions are just an aspect of class conflict, which the authors describe as “economic determinism” (67). With the rise of neoliberalism and worsening economic inequality, the authors explain, “intra-class conflict along racial lines became less central to inequality” (69).

Part 1, Chapter 3 Summary: “Nation”

With the theory of nation, the central idea is that whiteness is conceived of as a core part of the identity of the United States. The authors note, though, that concepts of American national identity and whiteness have changed over time. Even so, both before and after the American Revolution, what would become the United States “has always been riven by racial conflict” (76). White nationalism both unified the United States and created divisions between races as the United States depended on the enslavement of Black people and expanded into territories populated by people of non-Anglo descent. Over time, changing demographics and civil rights movements have made the United States “less white and less patriarchal” (78).

Early in the history of the United States, Black people and Native Americans were dehumanized. Irish migrants to the United States in the 19th century were also exploited and subjected to discrimination. However, following the US Civil War and the involvement of many Irish soldiers in the conflict, the Irish came to be seen as white. Following the conquest of what is now the western United States from Mexico after the Mexican-American War, the native population was disenfranchised and stripped of their land. Industrialization brought with it large numbers of migrants from eastern and southern Europe. By “whitening” these workers and making them part of the nation (80), conflict with the large populations of new industrial workers could be avoided. Gender also played a role in the history of the United States with practices like mixed-race relationships affecting the development of US racial categories and practices.

During the civil rights movement of the 1960s, dissatisfaction with civil rights moderates and with United States politics led to the rise of Black nationalism, a movement seeking to create a separate nation for the African American community. It represented a broader rejection of the idea of assimilationism. Instead, it identified “colonized” communities as opposed to colonizers. However, Black nationalism sprung from several movements that existed before the 1960s civil rights movement, such as Pan-Africanism, a movement by African Americans to support the causes and political independence of Black people in Africa.

Another was cultural nationalism, which has also existed among Asian American, Native American, and Latino communities. These movements pushed for ethnic studies programs at universities, arts movements, and media recognition of the history of prominent individuals and minority communities. Although the authors criticize cultural nationalism for focusing on culture over political action, such movements add an “immense amount of interpretive and expressive work, [while] community organization based on culturally grounded themes such as music and art, has burst onto the American scene in recent decades” (89).

Another line of thought was the Marxist “Black Nation Thesis,” which argued that Black people in the Southern United States “constituted a nation” while Black people in the Northern United States were a minority who could and should unite with white workers in the region (90). Combining elements of these views is internal colonialism. In this view, groups like African Americans and Latin Americans are treated like colonized populations by being pressured to live in certain areas, a “dynamic of cultural domination and resistance” and a system of exploitation (91), and being subjected to control.

In the book Racial Oppression in America (1972), Robert Blauner distinguishes between forced migrants, with African Americans and Latinos who lived in California before the Mexican-American War comprising that group, and voluntary migrants. However, the authors question this argument, pointing out that the Irish and Russian Jewish migrants of the late 19th/early 20th century were fleeing extreme poverty, famine, and brutal persecution. The authors note that internal colonization does not explain riots in ghettos, which can fit with normal expressions of political resistance by any repressed group, and that it ignores the political differences within minority groups.

The authors conclude that the nation-based explanation for race is also flawed. Specifically, “extra-economic coercion […] is a general feature of neoliberalism” (94). By reducing race to “peoplehood” (95), the authors argue that the nationalist theory of race reduces race’s complexity in the United States. The failure to address race’s complexity is the same flaw the authors see in ethnicity theory, which reduces race to just cultural differences, and class, which sees race as just a manifestation of economic inequality.

Part 1 Analysis

In Part 1, the authors consider other methods for understanding race and racism in modern United States history before arguing for their own thesis. The authors write that they do not mean to dismiss these other methods and categories; instead, they incorporate these into their own arguments (253). In any case, the three categories the authors consider are ethnicity, class, and nation. Their main point is that, while these ways of understanding race are important, they argue for Race as a Master Category. It is not that class, nation, or ethnicity explain race or cause the creation of racial and racist categories. Instead, it is race that informs and shapes ideas of class, nation, and ethnicity, specifically in the context of United States history.

To understand these categories, the authors look at the way scholars and intellectuals, especially in the social sciences like anthropology and sociology, have tried to understand race and its historical origins. In a way, the intellectuals the authors mentioned here have also sought to understand Historical Change and Activism, specifically what causes it and how it manifests. The authors do not discount that these intellectuals have, through their publications and their influence on government policy, themselves shaped change, although they discuss how the sociologist William J. Wilson’s arguments for expansions of the welfare state were ignored by the Democratic Party (59-60). Instead, the authors focus on how such intellectual arguments have described and attempted to understand historical changes that have taken place or are unfolding.

All three categories offer examples of historical change. For example, the idea of US nationalism based on white identity had to incorporate massive immigration from eastern Europe by recognizing them as white (80). The success of the post-WWII civil rights movement and changing demographics in the United States led to a point where no racial group can claim majority status, weakening the United States’ efforts to be a white nation. Another example is how attitudes toward class have changed with deindustrialization and the US government adopting anti-welfare state policies.

Finally, this part offers an example of The Role of Historical Trajectories. For the authors, the history of what they describe as ethnicity theory or the ethnicity paradigm is an example of a historical trajectory. Ethnicity theory came to dominate and replace scientific racism, the belief that race is inborn. By the mid-late 1960s, ethnicity theory justified the colorblind theory of race because to “understand race as a variety of ethnicity […] was to neglect stigma, exclusion, privilege, and violence, all characteristics inherent in ‘the mark of race,’ the phenomic, ‘ocular’ dimension of racial belonging” (40). This trajectory—and the more general trajectory of the history of race in the United States—has lasted until the present day.

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