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80 pages 2 hours read

Alan Gratz

Refugee

Fiction | Novel | Middle Grade | Published in 2017

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Background

Historical Context: The Holocaust and the MS St. Louis

Content Warning: This section of the guide discusses the Holocaust, war, violent war crimes, and suicide.

Due to the antisemitic policies of the Nazi party and the rise of violence against Jewish people, many Jewish people in Nazi Germany attempted to emigrate between 1933 and 1939. A series of pogroms on November 9-10, 1938 (featured in the opening chapter of Refugee) called Kristallnacht formed part of the Nazis’ attempts to accelerate emigration and force Jewish people to leave Germany. Jewish emigration took many forms; over 100,000 Jewish people went to the United States, and the United Kingdom carried out a rescue effort of thousands of children called the Kindertransport. In May 1939, 937 Jewish passengers set sail from Hamburg on the MS St. Louis in an attempt to reach Havana in Cuba; the majority wanted to go on from there to the United States. It was commanded by Captain Gustav Schröder, a German who was not a refugee yet committed himself to attempting to find asylum for his passengers. Their voyage was widely publicized.

However, many nations, including the United States, were not willing to admit lots of Jewish refugees. There were several signs before the MS St. Louis arrived in Cuba that the voyagers would be refused asylum. Although the passengers had Cuban landing certificates or transit visas, the president invalidated them before the ship sailed. Right-wing groups in Cuba put pressure on the government not to admit Jewish refugees, partly because the country was still recovering from the Great Depression and partly because Nazi propaganda claimed that Jews fleeing Europe were communists. Forty thousand people held an antisemitic demonstration in Havana before the MS St. Louis set sail (“Voyage of the St. Louis.” Holocaust Encyclopedia).

Only 28 passengers from the MS St. Louis were allowed into Cuba, despite legal support from the Jewish Joint Distribution Committee (JJDC). One passenger attempted suicide and was sent to a Cuban hospital; while Josef is a fictional character, this is Josef’s father in Refugee. The ship then sailed to the US, and while some news outlets bolstered sympathy for the passengers among American people, no one was allowed to disembark due to limitations set by immigration quotas. Antisemitic and xenophobic sentiment meant that few people opposed these quotas.

Eventually, the ship had to return to Europe, though Captain Schröder was adamant that he would not return the passengers to Germany. The JJDC negotiated to allow 288 passengers to go to Great Britain, 181 to the Netherlands, 214 to Belgium, and 224 to France. Ultimately, 532 of these people were trapped as the Nazis began to take over parts of Europe, and 254 died in the Holocaust (“Voyage of the St. Louis.” Holocaust Encyclopedia). This is the fate of Josef and his mother in Refugee.

Historical Context: 1994 Cuban Rafter Crisis

Cuba entered an economic crisis called the Special Period in 1991 when the Soviet Union was dissolved, thereby bringing an end to the economic assistance of socialist states such as Cuba from the Council for Mutual Economic Assistance (Comecon). The import of oil, food, and machinery once provided to Cuba by the Soviet Union was halted. This led to severe food and energy shortages in Cuba, job losses, and a significant deterioration of quality of life, particularly by the modern standards to which Cuban people were accustomed.

Cuban people began to attempt to hijack boats and break into consulates to carry out illegal passages to the US. On August 5, 1994, Cuban authorities discovered one such boat and blockaded a seawall in Havana called the Malecón. Thousands of people protested in a demonstration dubbed the Maleconazo. In response, Cuban President Fidel Castro announced that Cubans could leave the island if they wished. More than 35,000 people took the opportunity, most taking makeshift rafts to do so, as is the case for Isabel Fernandez and her family in Refugee (Taylor, Alan. “20 Years After the 1994 Cuban Raft Exodus.” The Atlantic, 12 Nov. 2014). As the novel portrays, the journeys were dangerous, and many people died during their attempted crossings.

In Refugee, the US Coast Guard almost picks up Isabel and her family, but they reach Miami before they are apprehended. This reflects the policy of US President Bill Clinton, who announced that rafters who were intercepted at sea would be detained at Guantanamo Bay Naval Base; this is why Isabel and her family are desperate not to be caught. Most of those detained were eventually allowed to immigrate.

Historical Context: The Syrian Civil War

The Syrian Civil War is an ongoing conflict that began in 2012. It escalated from the Syrian Revolution, which was part of the 2011 Arab Spring, a series of protests and uprisings across the Middle East against corrupt regimes and economic stagnation. The Syrian Revolution occurred in response to the dictatorship of Syrian President Bashar al-Assad, whose policies perpetuated economic inequality, centralized power within his family, and created a totalitarian police state that enacted censorship, executions, and disappearances. Assad’s forces cracked down on the demonstrations violently. Seven officers defected to form the Free Syrian Army, which became a strong force by November 2011. Meanwhile, the Islamic State (or Daesh, its Arabic acronym) dispatched people to Syria (Yacoubian, Mona. “Syria Timeline: Since the Uprising Against Assad.” United States Institute of Peace, 1 Jan. 2021).

By 2012, the conflict had become a civil war between several opposition groups supported by various foreign forces. Iran began to support the Syrian government as it lost territory. The rise of the IS also prompted US involvement. In 2015, the period covered in Refugee, Russia began to support the Syrian government. Civilians were targeted by the government with chemical weapons and bombings. The escalating violence led to a huge refugee crisis across the Middle East and Europe, and by December 7, 2015, over 911,000 people had arrived in Europe and 3550 had died on the way (Spindler, William. “2015: The Year of Europe’s Refugee Crisis.UN Refugee Agency, 8 Dec. 2015). Mahmoud and his family are among these people in Refugee.

Mahmoud and his fellow migrants are detained in Hungary and threatened with deportation. Hungary did arrest many migrants in 2015, especially after making the climbing of border fences a criminal offense, implementing new transit zones where migrants could enter, and introducing limits on the number of people who could enter each day. Gratz portrays these problems when Mahmoud is shot with tear gas at the Hungarian border as they storm a new fence. Since 2015, Hungary has been accused by the European Commission five times of violating asylum policies (“The European Migration Crisis and Hungary.” UN Migration).

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