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Michelle AlexanderA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
Alexander explores the history of “racialized social control” (20) in the United States. During the early colonial period of the 17th century, indentured servitude was the dominant form of labor. White and Black bondsmen occupied a similar socioeconomic rung far below wealthy lords, plantation owners, and other elites who heaped equal scorn on laborers of all races. This system began to unravel in 1675, when Nathaniel Bacon, a white landowner in Jamestown, Virginia, staged a rebellion against the colony’s planter elite that united enslaved people, indentured servants, and poor whites. Although the rebellion ultimately collapsed, it struck fear in the hearts of wealthy planters who endeavored to drive a wedge between poor white and Black laborers to prevent future uprisings. Rather than rely on English-speaking enslaved people from the West Indies, planters began to import people from Africa who were less familiar with European languages and customs, and therefore less likely to commiserate with white laborers. By opening expatriated Indian lands to poor whites and empowering them to form slave patrols and militias, the elite effectively offered poor whites what Alexander refers to as a “racial bribe” (42), the first of many in American history.
Having established race as the dominant social and economic division in colonial America, the country’s founding elite went on to enshrine these divisions in the US Constitution. The electoral college was a compromise designed in part to grant Southern states greater political power which they would use to perpetuate the institution of slavery over the next 70 years. So too was the Three-Fifths Clause, which allowed enslaved people to contribute to a state’s overall population count to apportion seats in Congress without granting them the right to vote. Given the rhetorical importance the founders placed on liberty and equal rights, the dual myths of white supremacy and Black inferiority were a way to reconcile the inherent contradiction between lofty Enlightenment ideals and the legal protections afforded to chattel slavery by the US Constitution.
Although slavery was finally abolished at the end of the Civil War, the philosophy that justified it—white supremacy—endured. According to Alexander, abolition ushered in a chaotic period of transition during which Southern whites sought to establish a new apparatus of racialized social control to replace slavery. This was important to the planter elites who required a form of cheap labor, and to poor whites whose skin color was a psychological totem of superiority.
Meanwhile, the Reconstruction era between 1865 and 1877 marked what Alexander calls a “brief but extraordinary period of black advancement” (36). The 14th and 15th Amendments stipulated that Black Americans receive equal treatment under the law and the right to vote, respectively; the Enforcement Acts empowered the federal government to combat the Ku Klux Klan more effectively; and an expanded Freedman’s Bureau helped supply formerly enslaved people with forms of public assistance, including housing, food, and education. Just five years after the Civil War, 15% of Southern elected officials were Black. To emphasize the profound nature of this achievement, Alexander points out that in 1980, that figure was only 8%.
By 1877, however, the federal government largely abandoned this ambitious project of Black advancement when it withdrew troops from the South. Without this military presence, so-called Redeemer legislators in the South were free to pass a series of grossly discriminatory statutes. States enforced laws against vagrancy and other vaguely identified activities like “mischief” disproportionately against formerly enslaved people, creating a huge number of Black prisoners. Through the practice of convict leasing, these prisoners were often put to work on plantations under circumstances and conditions not unlike slavery.
Convict leasing eventually phased out by the early 20th century as public opinion soured on the practice. Meanwhile, the planter elite faced enormous anxieties over a growing Populist movement that threatened to unite poor white and Black Americans in the fight for economic equality. Another racial bribe was in order, and this time it took the form of segregation laws designed to drive a wedge between white and Black members of the underclass. Particularly after 1896, the year the Supreme Court upheld segregation laws in Plessy v. Ferguson, these so-called Jim Crow laws—supposedly named for a character in a minstrel show—proliferated across the American South. For over a half-century, Black Southerners remained in a state of “racial ostracism that extended to schools, churches, housing, jobs, restrooms, hotels, restaurants, hospitals, orphanages, prisons, funeral homes, morgues, and cemeteries” (43).
While many scholars point to Brown v. Board of Education—the landmark 1954 Supreme Court case prohibiting state-sanctioned segregation—as the end of the Jim Crow era, Alexander takes a more complicated view. Already by the 1950s, Jim Crow’s racial caste system was showing cracks, partly due to the growing political power of Black Americans who migrated North and organized into groups like the NAACP. Alexander also points to the national embarrassment of Americans having fought World War II to rid Europe of racist Nazi ideology, only to return to their own racial caste system at home.
At the same time, the legal implications of Brown hardly swept over the American South overnight. On the contrary, Southerners met this development with defiance and often violent outrage. The Ku Klux Klan reemerged as a major terrorist threat, castrating and killing Black men and bombing Black churches and homes. A massive network of white supremacists known as the White Citizens’ Councils materialized to oppose segregation and voter registration drives through acts of intimidation. To highlight the effectiveness of this resistance movement, Alexander points out that in 1958, only 13 school systems were desegregated in the South.
Ensuring the end of Jim Crow required a massive grassroots social justice movement alongside political action from both Congress and the president. In response to widespread protests and boycotts led by activists like Martin Luther King Jr., President John F. Kennedy delivered a strong civil rights bill to Congress in 1963. This vision was fulfilled by his successor, Lyndon B. Johnson, who was instrumental in rallying congressional votes for the Civil Rights Act of 1964 and the Voting Rights Act of 1965, which formally dismantled the Jim Crow system in the South.
As before, this increase in Black enfranchisement threatened to strike a new alliance between poor white and Black Americans. Indeed, before his assassination in 1968, King planned to oversee the evolution of the Civil Rights Movement into a “Poor People’s Movement” (49) that would unite disadvantaged whites, Blacks, Latinxs, and Native Americans. And as before, conservative elites sought to stymie this alliance by creating a new system of racialized social control. The challenge this time would be to find a way to build and enforce this social order in a manner that was plausibly race-neutral. One of the biggest legacies of the Civil Rights Movement was that Americans became far less likely to tolerate overt racism from their elected leaders. Thus, instead of explicitly decrying integration and miscegenation, many politicians sought to appeal to white Southern voters through calls for “law and order” (50).
Alexander writes that such rhetoric would have been familiar to Southern whites, whose elected officials had long tied desegregation efforts to lawlessness. Bolstering this narrative was an unfortunate but very real rise in national crime rates that coincided with the era of civil rights reform. Alexander attributes this rise to the postwar baby boom and a broader demographic and cross-racial increase in the number of young men, who are historically responsible for committing the most crime. Thus, Southern whites were particularly susceptible to the kind of implicitly racialized “tough on crime” (52) rhetoric of politicians like 1964 Republican presidential candidate Barry Goldwater and 1968 Republican presidential candidate and eventual winner Richard Nixon. Referred to by Nixon operatives as the Southern Strategy, this rhetoric accelerated a party realignment already underway, dividing the alliance of poor Southern whites and Black Americans that formed within the Democratic Party in the wake of Franklin D. Roosevelt’s New Deal reforms of the 1930s.
Given the Republican Party’s growing animosity toward social welfare programs, a key component of law-and-order rhetoric involved painting the recipients of public benefits as lazy or undeserving. Urban crime, conservatives argued, was a consequence of culture—presumably Black culture—rather than a consequence of debilitating poverty, as Democrats argued. Thus, by exploiting fears of Black criminals collecting welfare checks at the expense of hardworking whites, the Republican Party solved its central political dilemma: how to convince poor and working-class voters to support a party aligned with corporations and wealthy conservatives.
While Goldwater and Nixon laid the rhetorical groundwork for this project, it was under President Ronald Reagan that the new racial caste system came into full effect. Nixon may have coined the phrase “War on Drugs,” but little changed at the policy level until Reagan. On the campaign trail in 1980, Reagan masterfully employed racial dog whistles like “welfare queens” and “predators” to pass along racist messaging while retaining plausible deniability if attacked by liberals. His tough-on-crime rhetoric was so effective that Reagan attracted 22% of the Democratic vote, handily defeating President Jimmy Carter. Then in 1982, though fewer than 2% of Americans considered drugs a serious national issue, Reagan launched his own War on Drugs, one that was very real and not merely rhetorical.
According to Alexander, between 1981 and 1991, the FBI increased funding for antidrug initiatives from $38 million to $181 million; the Department of Defense increased antidrug funding from $33 million to over $1 billion; so too did DEA antidrug funding pass the $1 billion mark during that period. These increases coincided with dramatic declines in public health and education expenditures related to drug abuse. To justify this spending to an American public little concerned about drugs, the government launched a massive media campaign that emphasized the supposed severity of the drug problem and cast Black men as dangerous criminals.
While America embarked on a racially focused drug war, urban Black communities suffered an economic collapse fueled by globalization, deindustrialization, and technological change. As urban factories closed and the computer revolution continued apace, Black adults who attended poorly funded segregated schools found themselves locked out of the new economy. Black men especially suffered, given that they reaped fewer of the benefits of the expansion of service industry jobs than Black women did. Three years after the announcement of Reagan’s drug war, crack cocaine swept through inner-city communities, causing devastating spikes in both addiction and violence associated with the drug trade.
Rather than respond to the crack crisis by treating it as a public health disaster, the Reagan administration seized it as an opportunity to intensify the War on Drugs. In 1986 Reagan signed the Anti-Drug Abuse Act, which included mandatory minimum sentences for distributing cocaine and harsher sentencing guidelines for distributing crack versus powder cocaine, an undeniably racialized policy given the association between crack and Black culture propped up by the media in recent years. The legislation also demanded the involvement of the US military in the War on Drugs and even allowed the use of illegally obtained evidence to convict drug criminals. Another piece of legislation passed two years later mandated five-year sentences for first-time possession charges with no intent to sell. It also permitted landlords to evict tenants if they believed drug use took place on the premises. To illustrate the extent to which the Reagan administration exploited the crack crisis, Alexander quotes one observer who said at the time, “One is tempted to think that if crack did not exist, someone somewhere would have received a Federal grant to develop it” (67).
By the 1990s, Democrats—fearful of being perceived as soft on crime—began to engage in the same racially coded rhetoric and draconian drug policies as Republicans. This was particularly the case with President Bill Clinton. She writes, “Clinton—more than any other president—created the current racial undercaste” (72). He did so not only by escalating the War on Drugs with his extraordinarily punitive 1994 Crime Bill but also by dismantling social welfare programs like the Aid to Families with Dependent Children (AFDC) program. Its replacement, Temporary Assistance to Needy Families (TANF), prohibited those convicted of a drug felony from receiving welfare and food stamps, among other limitations. According to the author, the motive behind these welfare cuts was not fiscal conservatism, as some suggest. Rather, the federal government redirected the money it spent on affordable housing to build prisons for all these new individuals convicted of drug felonies.
Chapter 1 provides a racial history of the United States, and so there is much to unpack here. By examining the creation and dismantling of three racial caste systems—slavery, Jim Crow, and mass incarceration—Alexander captures the patterns of systemic racism across an immense canvas. To some, it may be dispiriting to learn that the current system of mass incarceration and racial justice is a variation on a theme dating back to colonial days. Even more dispiriting is the notion that emancipation and desegregation may not represent the level of progress one might have assumed, given that each of these liberation movements was promptly followed by a new system of racial oppression. Alexander acknowledges this, saying, “The adoption of the new system of control is never inevitable, but to date it has never been avoided” (27). Worse still, whatever progress does exist between slavery and Jim Crow, or Jim Crow and mass incarceration, is hardly linear. Alexander writes, “As the systems of control have evolved they have become perfected, arguably more resilient to challenge, and thus capable of enduring for generations to come” (28).
By identifying commonalities between each system of control and upheaval, Alexander intends to provide guidance for how Americans should move forward if and when the current system of control is dismantled. Nowhere is this more apparent than in her discussion of the “racial bribe” (42). This concept predates the founding of America and can be traced to 17th-century efforts by the wealthy planter elite to divide poor white and Black laborers through the expansion of enslaved African labor. In this case, the bribe involved granting poor whites greater opportunities to seize Indian lands for themselves. During Jim Crow, the bribe was more philosophical, as Southern whites sought to hold on to their perceived superiority in the wake of the Civil War. And in the age of mass incarceration, the bribe ensures that police will focus their drug-enforcement efforts on Black communities as opposed to white communities. In Alexander’s telling, one of the most important things whites can do to prevent a fourth racial caste system from emerging on the heels of mass incarceration is to reject all racial bribes.
Indeed, when united in their goals, poor Black and white Americans constitute a powerful political force with the potential to upend the socioeconomic status quo. Dr. Martin Luther King understood this, as he planned to transform the Civil Rights Movement into the Poor People’s Movement. So too did wealthy planters, which is why they ensured that “the concept of race” (28)—established earlier by European imperialists to justify the plundering of other civilizations—was baked into the American identity and even the US Constitution. As Alexander writes, “Under the terms of our country’s founding document, slaves were defined as three-fifths of a person, not a real, whole human being. Upon this racist fiction rests the entire structure of American democracy” (32).
With Black Americans newly enfranchised after the Civil War and a series of Reconstruction reforms, wealthy elites again faced the threat of a united multiracial coalition of poor and working voters, this time known as the Populists. Alexander quotes historian C. Vann Woodward, author of the landmark book The Strange Career of Jim Crow (1955), who writes, “It is altogether probable that during the brief Populist upheaval in the nineties Negroes and naive whites achieved a greater comity of mind and harmony of political purpose than ever before or since in the South” (41). So in keeping with the pattern of racial bribes used to justify returns to the status quo, Southern elites passed a raft of segregation laws, ushering in the era of Jim Crow.
A more complicated form of the racial bribe arrived in the 1930s with Franklin D. Roosevelt’s New Deal, which united urban minorities and Southern whites into a powerful coalition that dominated the American political landscape until the 1960s. Alexander is ambivalent about the New Deal, writing, “While New Deal programs were rife with discrimination in their administration, they at least included blacks within the pool of beneficiaries” (55). The extent to which this voting bloc sat on precarious racial ground was revealed when white Southern Democrats abandoned the coalition, leaving these voters up for grabs for candidates like Richard Nixon and Ronald Reagan, who were more than willing to follow the playbook of earlier conservative elites who sought to drive a wedge between Black and white Americans. This strategy was particularly urgent given that the New Conservatism emerging in the 1960s faced a central problem: “How,” in Alexander’s words, “to persuade poor and working-class voters to join in alliance with corporate interests and the conservative elite” (58). Another racial bribe was in order.
The Republican Party’s strategy for resolving this dilemma was so successful that it continues to resonate in electoral politics today. The so-called law-and-order politics of Nixon and Reagan served to further divide white and Black Americans by painting the latter as criminals. As Alexander puts it later in the book, “In the era of colorblindness, it is no longer permissible to hate blacks, but we can hate criminals. Indeed, we are encouraged to do so” (247). It is important to note that while the pioneers of this rhetoric largely belonged to the Republican Party, Democratic President Bill Clinton is responsible for the most aggressive ramp-up of the War of Drugs and mass incarceration, according to Alexander.
Law-and-order rhetoric is particularly prevalent during the Trump administration. Initially, this rhetoric targeted fears surrounding Latinx immigrants, as Trump famously declared on the campaign trail, “I am the law and order candidate.” (Nelson, Lewis. “Trump: ‘I Am the Law and Order Candidate.’” Politico. 11 Jun. 2016.) After the George Floyd protests in 2020, this rhetoric found a more familiar target: Black Americans and their allies. Perhaps the most infamous example of this came when Trump quoted a favorite phrase of segregationists, “When the looting starts, the shooting starts.” (Wines, Michael. “‘Looting’ Comment from Trump Dates Back to Racial Unrest of the 1960s.” The New York Times. 29 May 2020.) Again, to read The New Jim Crow from the vantage point of 2020 is to sense the patterns of racial caste-making repeating over and over.
Returning to the 1980s for a moment, it is worth questioning whether Reagan’s law-and-order rhetoric was entirely racial in nature. Alexander admits that in the decades leading up the 1980s, some categories of crime rose sharply. According to the Brennan Center, for example, “The violent crime rate increased by 126 percent between 1960 and 1970, and by 64 percent between 1970 and 1980.” (Eisen, Lauren-Brooke. “America’s Faulty Perception of Crime Rates.” Brennan Center. 16 Mar. 2015.) Yet Alexander points out that the factors contributing to these spikes—a surge of young men in the US population, rising unemployment—went unmentioned in both presidential rhetoric and media reports. She writers, “Instead, crime reports were sensationalized and offered as further evidence of the breakdown in lawfulness, morality, and social stability in the wake of the Civil Rights Movement” (52).
In a similar vein, Alexander acknowledges the devastating effects of crack cocaine on communities of color. She repeatedly emphasizes that the severity of the crack crisis is not in question; what’s in question is how the United States dealt with it as a racial crime problem as opposed to a public health problem. Alexander writes, “Numerous paths were available to our nation in the wake of the crack crisis, yet for reasons traceable largely to racial politics and fear mongering, we chose war” (65). An instructive comparison can be found in American attitudes toward drunk driving in the late 1980s and opioid use in the 2010s, both of which are perceived in the media as problems with which white people regularly grapple.
Finally, considering recent calls to defund the police, it is worth examining the massive increase in law enforcement spending that coincided with the War on Drugs. In the 1980s, as DEA and DOD antidrug budgets ballooned past the billion-dollar mark, the budget for the National Institute on Drug Abuse and antidrug spending at the Department of Education were each slashed by around 80%. The spending disparities became even more stark during the administration of Bill Clinton, whose infamous Crime Bill came with the price tag of $30 billion. Under Clinton’s presidency, federal housing funding fell by $17 billion—a 61% reduction—while boosting funding for corrections facilities rose by $19 billion, “effectively making the construction of prisons the nation’s main housing program for the urban poor” (72). Given the extraordinary federal expenditures on law enforcement over the past 40 years and the corresponding decreases in spending on public benefits, one can see how calls to defund the police are in some ways a course-correction for decades of funneling money away from housing and public health toward law enforcement.