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57 pages 1 hour read

William Dean Howells

The Rise of Silas Lapham

Fiction | Novel | Adult | Published in 1885

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Character Analysis

Silas Lapham

Silas Lapham is the ambitious businessman whose rise and fall provides the novel with its narrative structure. Silas is from a relatively modest background. He grew up on a farm and travelled around the country before he figured out his path in life. Since his birth, Silas was imbued with a driving ambition to achieve something in life. This innate quality was buried deep within him and needed to be unearthed. The paint mine found on his family’s farm symbolizes this hidden ambition. The paint was uncovered by an act of God, but Silas’s father did not have the time or resources needed to make the paint into a profitable business venture. The paint, like Silas’s ambition, was always present in the family, but fate and circumstance needed to align for Silas to turn this potential into a fortune. Silas’s ambition causes him to transform his life. Allied to the modest, intelligent schoolteacher Persis, Silas seizes on his opportunity. He is ruthless in his pursuit of riches, painting many natural landmarks to advertise his business, defying the expectations of the wealthy and refusing to remain poor, and even betraying Rogers, his one-time business partner. To transform his life and become rich, Silas must cast aside his morality. In The Rise of Silas Lapham, the cost of wealth is morality and humility, leading Silas to develop into a very rich but very arrogant man whose hubristic desire to rise to the top of society sows the seeds for his inevitable downfall.

Silas becomes rich, but wealth is not enough. His money does not necessarily make him happy, as he has always learned how to survive without life’s luxuries. Instead, he seeks status and acclaim, particularly for his family. Silas believes that his humble roots will never allow the Boston elite to accept him as one of their own. He tries to become part of this social elite, however, for the sake of his daughters. Silas views his wealth as a project, as a means of catapulting his descendants into the aristocratic circles that have excluded him his entire life. Silas makes himself unhappy in this pursuit. He feels embarrassed whenever he cannot adhere to the social etiquette, he spends wildly to build a fancy new house in a fashionable part of town, and he constantly apologizes to people like Tom for supposed breaches of the manners system. The tragedy of Silas’s wealth is that he cannot enjoy simply being rich. His hubris causes him to seek more for his family, going beyond simple luxury to achieve a kind of cultural cache and status that will always be denied to him but may be permitted to his heirs.

Silas loses almost everything. His desire to marry Irene to Tom causes an awkward situation when Tom reveals his love for Penelope, causing a rift in the tightly knit Lapham family. Furthermore, Silas’s guilt at having betrayed Rogers leads to him seeking redemption by investing in Rogers’s doomed business proposal. This downfall comes from Silas’s need for redemption. He feels guilty about his past and he causes his own downfall, symbolized by the unwitting way he burns down the house that represents his ascent into his society. Silas burns down his business, his family, and his ambitions, but does manage to salvage something. By the end of the novel, Silas has come to an arrangement with his business rivals that allows him to sell his upmarket paint with his wife’s name. His ambitions have been tamed and he no longer aspires to enter into high society. He is living again on his small, modest farm. Importantly, however, he has no regrets.

Penelope Lapham

Penelope Lapham is Silas’s eldest daughter. In contrast to her sister, Irene, she is not interested in the social etiquette of the elite Boston society. Instead, she is interested in literature and dry humor. She reads often and, as her father notes, she can talk at length on many subjects. Her droll, often sarcastic comments are a unique style of humor in her community, one that endears her to Tom, but that is not appreciated by many other characters. Another point of contrast to Irene is the way in which Penelope is not at all practical. While her sister can organize a house and dedicate herself to all manner of practical enterprises, Penelope deals in the abstract and dreamy matters of the mind. Penelope is very much set in her ways, and, over the course of the novel, she hardly changes her personality. While her father endures a chastening experience that humbles him, Penelope’s travails only serve to solidify her personality. Even after her drawn out affair with Tom, she remains the aloof, sarcastic, and pensive character that she was at the beginning of the novel. Tom does not change Penelope, and neither do circumstances. Instead, Penelope succeeds in changing the world around her.

One of Penelope’s primary purposes in the novel is to address the conflict between Sentimentality and Realism. The Rise of Silas Lapham is a Realist novel that serves as a critique of Sentimental literature. Penelope offers her own critique of the in-world Sentimental novel, Tears, Idle Tears. She offers her insight on this Sentimental text to Tom, criticizing the female characters in the novel for not acting in a sensible and practical manner. Despite her critique, Penelope reveals a streak of hypocrisy in her character. When Tom announces that he loves her, rather than Irene, Penelope is horrified. Her response is a sentimental one, sending Tom away and refusing to see him. As Sewell suggests, her decision makes three people miserable instead of just one. Though she criticizes sentimental heroines, Penelope acts in much the same way when she finds herself in a similar position. In this way, the novel shows the extent to which sentimentality permeates the culture. Self-sacrifice is the literary expectation of a woman in a novel, so Penelope acts out her part. Eventually, however, she comes to recognize that her criticism of the literary heroines is a reflection on her own attitudes. When Tom stays with her, comforting her during her father’s plight, she comes to recognize the way in which he can help her. They can be together, especially in a world where Irene has become more mature and sensible. Penelope gradually allows herself to live a practical life, putting the sentimentality of her past behind her, just as she has moved away from the Sentimental novels she once read. She agrees to marry Tom.

Penelope’s marriage to Tom is not necessarily a happy ending. Their union is not universally acclaimed. Before they depart for Mexico, for example, Penelope spends a short time in the Corey household. Though Tom is very much in love with Penelope, her particular personality is not accepted by his mother, his father, or his sisters, at least not immediately. The family does not immediately love her, but they discover ways in which they can be affectionate toward her. This lack of affection, coupled with Penelope and Tom’s traveling to Mexico, means that the marriage does not serve the purpose for which Silas had originally intended it. He had hoped that marrying a daughter into the Corey family would be a way to advance the Lapham family in society. Instead, Penelope ostracizes herself from the Corey family and removes herself from Boston. In this way, however, she demonstrates that the true purpose of her marriage is love. 

Tom Corey

Tom Corey is a hardworking, enterprising young man from a wealthy family. His attitude immediately impresses Silas Lapham, who takes him under his wing. In a subtle way, Tom fills the hole left by the son of Persis and Silas who died while he was still young. From the very beginning, Silas views Tom not just as a prospective employee but as a potential son-in-law. In this way, he plans to make a man of Tom. To achieve Silas’s ambitions, however, Tom’s background is vital. Silas comes from a modest background, but then he becomes rich, meaning that his daughters are recent entrants into high society. Tom is from old money. His family has been wealthy for a long time, to the point where his father does not work and simply lives off the family fortune. Tom is the rich scion who is searching for a place in the world through hard work. Silas is the hardworking man who is searching for a way into society. A marriage between Tom and Irene, Silas believes, is the perfect synthesis of both their ambitions, creating a new dynasty that can thrive in the social circles of the Boston elite, as well as the business world.

Tom is driven and hardworking but not necessarily intelligent. On numerous occasions, his parents comment on his lack of insight or self-awareness. This lack of self-awareness, in particular, causes a big problem when he reveals his love for Penelope. Everyone, including Penelope, assumed that Tom was in love with Irene. By declaring his love for Penelope, he has created an awkward situation. Social convention, as preached by Sentimental literature, demands that Penelope reject Tom for her sister’s sake. Tom did not even comprehend the possibility that he might be in love with Irene, whom he views as a pretty but insipid figure. Instead, he is intrigued by Penelope’s unique character. He is fascinated by her, as she is fascinated by him. They complement each other, providing a more substantive match than that which might have been provided by a marriage between Irene and Tom. By failing to recognize the way in which his actions might be construed, Tom demonstrates that social etiquette is not as simple as his family would have him believe. He has been born and raised in the elite; the attitudes and behaviors are supposedly second nature to him, especially compared to the naïve and unrefined Lapham family. Through his actions, however, Tom shows that he is closer to the Laphams than his family might have expected. In this sense, he is a disruptive figure, someone who is prepared to defy social expectation due to the strength of his emotion and indicates that the biases of upper classes are not innate, but learned and cultivated.

At the end of the novel, Tom gets everything he wants. He refuses his family’s offer to live a life of leisure and dedicates himself to industry. His attitude not only impresses Silas, but also the young men who operate the West Virginia paint company. Among these men, Tom finds his equals. They see the potential in him, providing an industrial counterpart to his marriage to Penelope. Tom uses his language skills to travel south, leaving behind the comfortable, cossetted world of the Bostonian elite to discover something new and meaningful. He does this in a new business partnership and a new romantic partnership. In this way, Tom evidently leaves the old world behind. His life becomes a living rejection of the expectations placed on him. He leaves the wealth, the comfort, and the luxuries of his hometown to find something more personal and more meaningful. 

Persis Lapham

Like her husband Silas, Persis comes from modest roots. She was a schoolteacher who married Silas before he became very wealthy. At the time, she seemed to be an elevation of social status for Silas, who prided himself that she would marry him. This was an early indicator of Silas’s ambitions. At times, Persis looks back fondly on their poorer days and envies the lifestyle they once led. She provides Silas with advice and guidance on his business. While he historically trusted her to help him make decisions, with the growth of the business and their daughters demanding so much attention, this quality gradually fell away. Similar to her husband, Persis finds herself at a loss when faced by a crisis. She wishes she still had a list of household chores with which she could distract herself, but she finds that she must confront every problem head on without any time to think or reflect.

Persis’s work ethic is an example of her strong moral core. While Silas is willing to bend his morality in pursuit of wealth, putting his work before everything else, Persis always retains her morality. She functions as her husband’s conscience, reminding him of the moral cost of his rise to power. She is a constant reminder of the way in which he betrayed Rogers, and she advises her husband not to make a similar mistake when he has the opportunity to lie to the English investors. Persis is pleased that her husband rejects the opportunity and never completely abandons his morality. She would rather lose their money than their morality. At the end of the novel, she and her husband are back in more modest circumstances. Their morality is intact, their social ambitions are restrained, and she now has time to dedicate to herself, her family, and her reflection. Persis does not need money to be happy, and she finds an improved happiness once the Lapham family loses their fortune.

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